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Finra Fights Elder Fraud

Posted on 12/21/2017
Written by Perry Shulman Leave a Comment

 

Starting February 5, financial brokers will have two new tools to try to stop elder financial
abuse. On that day, Finra is enacting rules to make it easier for brokers to bring an outside party into a situation where financial abuse or exploitation of an elderly person is suspected, and to allow brokers to delay payments from an account if something seems suspicious. Read more…

Finra Fights Elder Fraud
Financial Advisor Magazine
DECEMBER 12, 2017 • KAREN DEMASTERS

SUBMITTED BY:

Perry A. Shulman, CPA, Chair – Orion Resource Group Elder Abuse Advocacy Committee

 

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Filed Under: Abuse, Business, Finance, Legal, Public Blog, Uncategorized Tagged With: abuse, elder, ELDER FINANCIAL FRAUD, elder fraud, finra, orion, the orion resource group

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